← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks

Fed · final-rule · Published 2008-04-17 · Effective 2008-04-17 · 73 FR 20779

Document

Document number
E8-8270
Federal Register citation
73 FR 20779
CFR reference
12 CFR 218
Type
Rule
Action
Final rule; technical amendments.
Category
final-rule
Agency
US Federal Reserve System
Publication date
2008-04-17
Effective date
2008-04-17
Docket
Regulation R

Abstract

The Board and the Commission jointly are adopting technical amendments to Regulation R, which the Agencies jointly adopted in September 2007. Regulation R implements certain of the exceptions for banks from the definition of the term "broker" in section 3(a)(4) of the Securities Exchange Act of 1934 ("Exchange Act"), as amended by the Gramm-Leach-Bliley Act ("GLBA"). The technical amendments correct cross-references and other typographical errors in the regulation.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown