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Regulation S-AM: Limitations on Affiliate Marketing; Extension of Compliance Date

SEC · final-rule · Published 2009-11-12 · Effective 2009-09-10 · 74 FR 58204

Document

Document number: E9-27126
Federal Register citation: 74 FR 58204
CFR reference: 17 CFR 248
Type: Rule
Action: Final rule; extension of compliance date.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 2009-11-12
Effective date: 2009-09-10
Docket: Release Nos. 34-60946

Abstract

The Securities and Exchange Commission is extending the compliance date for Regulation S-AM (74 FR 40398 (Aug. 11, 2009)), which limits a person's use of certain information received from an affiliate to solicit a consumer for marketing purposes unless the consumer has been given notice and a reasonable opportunity and a reasonable and simple method to opt out of such solicitations.

Source

Authoritative: Federal Register document
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