# SEC Securities Act of 1933 order 33-10103
> Respondent: **Merrill Lynch, Pierce and Fenner & Smith Incorporated** · 2016-06-23 · File 3-17314
## Proceeding
- **Release Number:** 33-10103
- **Act:** Securities Act of 1933
- **File Number:** 3-17314
- **Publish Date:** 2016-06-23
## Respondents
- Merrill Lynch, Pierce and Fenner & Smith Incorporated
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/33-10103.pdf](https://www.sec.gov/files/litigation/admin/2016/33-10103.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*