# SEC Securities Act of 1933 order 33-10848, 34-89977
> Respondent: **Alan J. Kau** · — · File 3-20052
## Proceeding
- **Release Number:** 33-10848, 34-89977
- **Act:** Securities Act of 1933
- **File Number:** 3-20052
- **Publish Date:** —
## Respondents
- Alan J. Kau
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2020/33-10848.pdf](https://www.sec.gov/files/litigation/admin/2020/33-10848.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*