# SEC Securities Act of 1933 order 33-10959, 34-92538
> Respondent: **Herbert J. Sims & Co., Inc.** · 2021-07-30 · File 3-20444
## Proceeding
- **Release Number:** 33-10959, 34-92538
- **Act:** Securities Act of 1933
- **File Number:** 3-20444
- **Publish Date:** 2021-07-30
## Respondents
- Herbert J. Sims & Co., Inc.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2021/33-10959.pdf](https://www.sec.gov/files/litigation/admin/2021/33-10959.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*