# SEC 33-742034 order 33-742034-38689
> Respondent: **Dickinson & Co. and T. Marshall Swartwood** · 1997-05-28 · File 3-9321
## Proceeding
- **Release Number:** 33-742034-38689
- **Act:** 33-742034
- **File Number:** 3-9321
- **Publish Date:** 1997-05-28
## Respondents
- Dickinson & Co. and T. Marshall Swartwood
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*