# SEC Securities Act of 1933 order 33-7984
> Respondent: **Legg Mason Wood Walker, Incorporated, Thomas M. Daly, Jr., and Joseph A. Sullivan** · 2001-06-11 · File —
## Proceeding
- **Release Number:** 33-7984
- **Act:** Securities Act of 1933
- **File Number:** —
- **Publish Date:** 2001-06-11
## Respondents
- Legg Mason Wood Walker, Incorporated, Thomas M. Daly, Jr., and Joseph A. Sullivan
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*