# SEC Securities Act of 1933 order 33-8380
> Respondent: **Wachovia Securities, LLC, f/k/a Wachovia Securities, Inc.** · — · File 3-11410
## Proceeding
- **Release Number:** 33-8380
- **Act:** Securities Act of 1933
- **File Number:** 3-11410
- **Publish Date:** —
## Respondents
- Wachovia Securities, LLC, f/k/a Wachovia Securities, Inc.
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*