# SEC Securities Act of 1933 order 33-8636, 34-52810
> Respondent: **Raymond James Financial Services, Inc.  and J. Stephen Putnam** · — · File 3-11692
## Proceeding
- **Release Number:** 33-8636, 34-52810
- **Act:** Securities Act of 1933
- **File Number:** 3-11692
- **Publish Date:** —
## Respondents
- Raymond James Financial Services, Inc.  and J. Stephen Putnam
---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*