# SEC Securities Act of 1933 order 33-8638, 34-52862
> Respondent: **American Express Financial Advisors Inc. (now known as Ameriprise Financial Services, Inc.)** · — · File —
## Proceeding
- **Release Number:** 33-8638, 34-52862
- **Act:** Securities Act of 1933
- **File Number:** —
- **Publish Date:** —
## Respondents
- American Express Financial Advisors Inc. (now known as Ameriprise Financial Services, Inc.)
## Order PDF

- [https://www.sec.gov/files/litigation/admin/33-8638.pdf](https://www.sec.gov/files/litigation/admin/33-8638.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*