# SEC Securities Act of 1933 order 33-8684, 34-53888
> Respondent: **Bear, Stearns & Co. Inc.; Citigroup Global Markets, Inc.; Goldman, Sachs & Co.; J.P. Morgan Securities, Inc.; Lehman Brothers Inc.; Merrill Lynch, Pierce, Fenner & Smith Incorporated; Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.; RBC Dain Rauscher Inc.; Banc of America Securities LLC; A.G. Edwards & Sons, Inc.; Morgan Keegan & Company, Inc.; Piper Jaffray & Co.; SunTrust Capital Markets Inc.; and Wachovia Capital Markets, LLC** · 2006-05-31 · File —
## Proceeding
- **Release Number:** 33-8684, 34-53888
- **Act:** Securities Act of 1933
- **File Number:** —
- **Publish Date:** 2006-05-31
## Respondents
- Bear, Stearns & Co. Inc.
- Citigroup Global Markets, Inc.
- Goldman, Sachs & Co.
- J.P. Morgan Securities, Inc.
- Lehman Brothers Inc.
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.
- RBC Dain Rauscher Inc.
- Banc of America Securities LLC
- A.G. Edwards & Sons, Inc.
- Morgan Keegan & Company, Inc.
- Piper Jaffray & Co.
- SunTrust Capital Markets Inc.
- and Wachovia Capital Markets, LLC
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2006/33-8684.pdf](https://www.sec.gov/files/litigation/admin/2006/33-8684.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*