# SEC Securities Act of 1933 order 33-9053, 34-60341
> Respondent: **TD Ameritrade, Inc.** · 2009-07-20 · File 3-13557
## Proceeding
- **Release Number:** 33-9053, 34-60341
- **Act:** Securities Act of 1933
- **File Number:** 3-13557
- **Publish Date:** 2009-07-20
## Respondents
- TD Ameritrade, Inc.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2009/33-9053.pdf](https://www.sec.gov/files/litigation/admin/2009/33-9053.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*