# SEC Securities Act of 1933 order 33-9388, 34-69096
> Respondent: **UBS Financial Services Inc. of Puerto Rico** · 2013-03-08 · File 3-14863
## Proceeding
- **Release Number:** 33-9388, 34-69096
- **Act:** Securities Act of 1933
- **File Number:** 3-14863
- **Publish Date:** 2013-03-08
## Respondents
- UBS Financial Services Inc. of Puerto Rico
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2013/33-9388.pdf](https://www.sec.gov/files/litigation/admin/2013/33-9388.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*