← SEC administrative proceedings

Merrill Lynch, Pierce, Fenner & Smith Inc., and Harvest Volatility Management LLC

Exchange Act of 1934 · 34-102527 · 2025-03-05 · File 3-22173

Proceeding

Release Number

34-102527

Statutory Act

Exchange Act of 1934

File Number

3-22173

Publish Date

2025-03-05

Respondents

• Merrill Lynch, Pierce, Fenner & Smith Inc., and Harvest Volatility Management LLC

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

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