# SEC Exchange Act of 1934 order 34-104851
> Respondent: **Merrill Lynch, Pierce, Fenner & Smith Inc. and Harvest Volatility Management LLC** · — · File 3-22173, 3-22174
## Proceeding
- **Release Number:** 34-104851
- **Act:** Exchange Act of 1934
- **File Number:** 3-22173, 3-22174
- **Publish Date:** —
## Respondents
- Merrill Lynch, Pierce, Fenner & Smith Inc. and Harvest Volatility Management LLC
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2026/34-104851.pdf](https://www.sec.gov/files/litigation/admin/2026/34-104851.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*