← SEC administrative proceedings

UBS Financial Services Inc.

Exchange Act of 1934 · 34-105343 · 2026-04-30 · File 3-20912

Proceeding

Release Number

34-105343

Statutory Act

Exchange Act of 1934

File Number

3-20912

Publish Date

2026-04-30

Respondents

• UBS Financial Services Inc.

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

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