# SEC Exchange Act of 1934 order 34-38517
> Respondent: **Joseph P. Brooks** · 1997-04-16 · File 3-9215
## Proceeding
- **Release Number:** 34-38517
- **Act:** Exchange Act of 1934
- **File Number:** 3-9215
- **Publish Date:** 1997-04-16
## Respondents
- Joseph P. Brooks
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*