# SEC Exchange Act of 1934 order 34-39752
> Respondent: **James D. Rocco** · 1998-03-13 · File 3-9558
## Proceeding
- **Release Number:** 34-39752
- **Act:** Exchange Act of 1934
- **File Number:** 3-9558
- **Publish Date:** 1998-03-13
## Respondents
- James D. Rocco
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*