# SEC Exchange Act of 1934 order 34-40376
> Respondent: **Wheat First Securities Inc. F/K/A First Union Capital Markets Corp.; Teressa L. Cawley; Herbert Grossman, Administrative Law Judge** · — · File 3-9688
## Proceeding
- **Release Number:** 34-40376
- **Act:** Exchange Act of 1934
- **File Number:** 3-9688
- **Publish Date:** —
## Respondents
- Wheat First Securities Inc. F/K/A First Union Capital Markets Corp.
- Teressa L. Cawley
- Herbert Grossman, Administrative Law Judge
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*