# SEC Exchange Act of 1934 order 34-44407
> Respondent: **Legg Mason Wood Walker, Inc., Thomas M. Daly, and Joseph Sullivan** · 2001-06-11 · File 3-10068
## Proceeding
- **Release Number:** 34-44407
- **Act:** Exchange Act of 1934
- **File Number:** 3-10068
- **Publish Date:** 2001-06-11
## Respondents
- Legg Mason Wood Walker, Inc., Thomas M. Daly, and Joseph Sullivan
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*