# SEC Exchange Act of 1934 order 34-48261
> Respondent: **Dwarka P. Rathi and Charles H. Pennington** · 2003-07-31 · File 3-11200
## Proceeding
- **Release Number:** 34-48261
- **Act:** Exchange Act of 1934
- **File Number:** 3-11200
- **Publish Date:** 2003-07-31
## Respondents
- Dwarka P. Rathi and Charles H. Pennington
---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*