# SEC Exchange Act of 1934 order 34-49326
> Respondent: **Wheat First Securities, Inc., f/k/a First Union Capital Markets Corp. and Teressa L. Cawley** · — · File —
## Proceeding
- **Release Number:** 34-49326
- **Act:** Exchange Act of 1934
- **File Number:** —
- **Publish Date:** —
## Respondents
- Wheat First Securities, Inc., f/k/a First Union Capital Markets Corp. and Teressa L. Cawley
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*