# SEC Exchange Act of 1934 order 34-49369, IA-2218
> Respondent: **Frederick W. McCarthy** · 2004-03-05 · File 3-11422
## Proceeding
- **Release Number:** 34-49369, IA-2218
- **Act:** Exchange Act of 1934
- **File Number:** 3-11422
- **Publish Date:** 2004-03-05
## Respondents
- Frederick W. McCarthy
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*