# SEC Exchange Act of 1934 order 34-49386
> Respondent: **Banc of America Securities LLC** · 2004-03-10 · File 3-11425
## Proceeding
- **Release Number:** 34-49386
- **Act:** Exchange Act of 1934
- **File Number:** 3-11425
- **Publish Date:** 2004-03-10
## Respondents
- Banc of America Securities LLC
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*