# SEC Exchange Act of 1934 order 34-49980
> Respondent: **Richard S. Kern and Charles Wilkins James T. Kelly, Administrative Law Judge** · 2004-07-07 · File 3-11537
## Proceeding
- **Release Number:** 34-49980
- **Act:** Exchange Act of 1934
- **File Number:** 3-11537
- **Publish Date:** 2004-07-07
## Respondents
- Richard S. Kern and Charles Wilkins James T. Kelly, Administrative Law Judge
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*