# SEC Exchange Act of 1934 order 34-50034
> Respondent: **Connecticut Capital Markets, L.L.C., and Richard L. Klass** · 2004-07-16 · File 3-11550
## Proceeding
- **Release Number:** 34-50034
- **Act:** Exchange Act of 1934
- **File Number:** 3-11550
- **Publish Date:** 2004-07-16
## Respondents
- Connecticut Capital Markets, L.L.C., and Richard L. Klass
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*