# SEC Exchange Act of 1934 order 34-53572
> Respondent: **Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Brenda P. Murray, Chief Administrative Law Judge** · 2006-03-30 · File 3-11692
## Proceeding
- **Release Number:** 34-53572
- **Act:** Exchange Act of 1934
- **File Number:** 3-11692
- **Publish Date:** 2006-03-30
## Respondents
- Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Brenda P. Murray, Chief Administrative Law Judge
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*