# SEC Exchange Act of 1934 order 34-59555, IA-2851
> Respondent: **Merrill Lynch, Pierce, Fenner, & Smith Incorporated** · 2009-03-11 · File —
## Proceeding
- **Release Number:** 34-59555, IA-2851
- **Act:** Exchange Act of 1934
- **File Number:** —
- **Publish Date:** 2009-03-11
## Respondents
- Merrill Lynch, Pierce, Fenner, & Smith Incorporated
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2009/34-59555.pdf](https://www.sec.gov/files/litigation/admin/2009/34-59555.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*