# SEC Exchange Act of 1934 order 34-61768
> Respondent: **Southwest Securities, Inc.** · 2010-03-24 · File 3-13831
## Proceeding
- **Release Number:** 34-61768
- **Act:** Exchange Act of 1934
- **File Number:** 3-13831
- **Publish Date:** 2010-03-24
## Respondents
- Southwest Securities, Inc.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2010/34-61768.pdf](https://www.sec.gov/files/litigation/admin/2010/34-61768.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*