# SEC Exchange Act of 1934 order 34-64442, IA-3197
> Respondent: **Aletheia Research and Management, Inc., Peter J. Eichler, Jr. and Roger B. Peikin** · 2011-05-09 · File 3-14374
## Proceeding
- **Release Number:** 34-64442, IA-3197
- **Act:** Exchange Act of 1934
- **File Number:** 3-14374
- **Publish Date:** 2011-05-09
## Respondents
- Aletheia Research and Management, Inc., Peter J. Eichler, Jr. and Roger B. Peikin
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2011/34-64442.pdf](https://www.sec.gov/files/litigation/admin/2011/34-64442.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*