# SEC Exchange Act of 1934 order 34-65643
> Respondent: **Financial Industry Regulatory Authority, Inc.** · — · File 3-14605
## Proceeding
- **Release Number:** 34-65643
- **Act:** Exchange Act of 1934
- **File Number:** 3-14605
- **Publish Date:** —
## Respondents
- Financial Industry Regulatory Authority, Inc.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2011/34-65643.pdf](https://www.sec.gov/files/litigation/admin/2011/34-65643.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*