# SEC Exchange Act of 1934 order 34-66831
> Respondent: **OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern** · 2012-04-19 · File 3-14853
## Proceeding
- **Release Number:** 34-66831
- **Act:** Exchange Act of 1934
- **File Number:** 3-14853
- **Publish Date:** 2012-04-19
## Respondents
- OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2012/34-66831.pdf](https://www.sec.gov/files/litigation/admin/2012/34-66831.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*