# SEC Exchange Act of 1934 order 34-69242
> Respondent: **Wunderlich Securities, Inc., Tracy L. Wiswall, and Gary K. Wunderlich, Jr.** · 2013-03-26 · File 3-14403
## Proceeding
- **Release Number:** 34-69242
- **Act:** Exchange Act of 1934
- **File Number:** 3-14403
- **Publish Date:** 2013-03-26
## Respondents
- Wunderlich Securities, Inc., Tracy L. Wiswall, and Gary K. Wunderlich, Jr.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2013/34-69242.pdf](https://www.sec.gov/files/litigation/admin/2013/34-69242.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*