← SEC administrative proceedings
Commonwealth Equity Services, LLP d/b/a Commonwealth FinancialNetwork, Detwiler, Mitchell, Fenton & Graves, Inc., James X. McCarty, Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network; Detwiler, Mitchell, Fenton & Graves, Inc.; and James X. McCarty
Exchange Act of 1934 · 34-73656 · — · File 3-12749, 3-12750, 3-12751
Proceeding
- Release Number
34-73656- Statutory Act
- Exchange Act of 1934
- File Number
3-12749, 3-12750, 3-12751- Publish Date
- —
Respondents
- Commonwealth Equity Services, LLP d/b/a Commonwealth FinancialNetwork, Detwiler, Mitchell, Fenton & Graves, Inc., James X. McCarty, Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network
- Detwiler, Mitchell, Fenton & Graves, Inc.
- and James X. McCarty
Source
- Order PDF
- SEC.gov
- Authoritative
- SEC Administrative Proceedings
- Machine
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