# SEC Exchange Act of 1934 order 34-77300
> Respondent: **First Southwest Company, LLC** · 2016-03-07 · File 3-17154
## Proceeding
- **Release Number:** 34-77300
- **Act:** Exchange Act of 1934
- **File Number:** 3-17154
- **Publish Date:** 2016-03-07
## Respondents
- First Southwest Company, LLC
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/34-77300.pdf](https://www.sec.gov/files/litigation/admin/2016/34-77300.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*