# SEC Exchange Act of 1934 order 34-77362, IA-4351
> Respondent: **Royal Alliance Associates, Inc., Sagepoint Financial, Inc. and Fsc Securities Corporation** · 2016-03-14 · File 3-17169
## Proceeding
- **Release Number:** 34-77362, IA-4351
- **Act:** Exchange Act of 1934
- **File Number:** 3-17169
- **Publish Date:** 2016-03-14
## Respondents
- Royal Alliance Associates, Inc., Sagepoint Financial, Inc. and Fsc Securities Corporation
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/34-77362.pdf](https://www.sec.gov/files/litigation/admin/2016/34-77362.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*