# SEC Exchange Act of 1934 order 34-81100
> Respondent: **UBS Financial Services Incorporated of Puerto Rico** · 2017-07-07 · File 3-16846
## Proceeding
- **Release Number:** 34-81100
- **Act:** Exchange Act of 1934
- **File Number:** 3-16846
- **Publish Date:** 2017-07-07
## Respondents
- UBS Financial Services Incorporated of Puerto Rico
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2017/34-81100.pdf](https://www.sec.gov/files/litigation/admin/2017/34-81100.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*