# SEC Exchange Act of 1934 order 34-83408
> Respondent: **Merrill Lynch, Pierce and Fenner & Smith Incorporated** · 2018-06-12 · File 3-18538
## Proceeding
- **Release Number:** 34-83408
- **Act:** Exchange Act of 1934
- **File Number:** 3-18538
- **Publish Date:** 2018-06-12
## Respondents
- Merrill Lynch, Pierce and Fenner & Smith Incorporated
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2018/34-83408.pdf](https://www.sec.gov/files/litigation/admin/2018/34-83408.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*