# SEC Exchange Act of 1934 order 34-84116, IA-5007
> Respondent: **Convergex Execution Solutions, LLC and Now Known as Cowen Execution Services LLC** · — · File 3-18761
## Proceeding
- **Release Number:** 34-84116, IA-5007
- **Act:** Exchange Act of 1934
- **File Number:** 3-18761
- **Publish Date:** —
## Respondents
- Convergex Execution Solutions, LLC and Now Known as Cowen Execution Services LLC
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2018/34-84116.pdf](https://www.sec.gov/files/litigation/admin/2018/34-84116.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*