← SEC administrative proceedings

Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry

Exchange Act of 1934 · 34-85384 · 2019-03-21 · File 3-14982

Proceeding

Release Number

34-85384

Statutory Act

Exchange Act of 1934

File Number

3-14982

Publish Date

2019-03-21

Respondents

• Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

JSON-LD · Markdown