# SEC Exchange Act of 1934 order 34-88295, IA-5451
> Respondent: **Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC** · — · File 3-19714
## Proceeding
- **Release Number:** 34-88295, IA-5451
- **Act:** Exchange Act of 1934
- **File Number:** 3-19714
- **Publish Date:** —
## Respondents
- Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2020/34-88295.pdf](https://www.sec.gov/files/litigation/admin/2020/34-88295.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*