# SEC Exchange Act of 1934 order 34-89481, IA-5557
> Respondent: **WBI Investments, Inc. and Millington Securities, Inc.** · — · File 3-19904
## Proceeding
- **Release Number:** 34-89481, IA-5557
- **Act:** Exchange Act of 1934
- **File Number:** 3-19904
- **Publish Date:** —
## Respondents
- WBI Investments, Inc. and Millington Securities, Inc.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2020/34-89481.pdf](https://www.sec.gov/files/litigation/admin/2020/34-89481.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*