← SEC administrative proceedings

Morgan Stanley Smith Barney LLC

Exchange Act of 1934 · 34-91737 · 2021-04-30 · File 3-19793

Proceeding

Release Number

34-91737

Statutory Act

Exchange Act of 1934

File Number

3-19793

Publish Date

2021-04-30

Respondents

• Morgan Stanley Smith Barney LLC

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

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