← SEC administrative proceedings

Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry

Exchange Act of 1934 · 34-94768 · 2022-04-21 · File 3-14982

Proceeding

Release Number

34-94768

Statutory Act

Exchange Act of 1934

File Number

3-14982

Publish Date

2022-04-21

Respondents

• Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry

Source

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SEC.gov

Authoritative

SEC Administrative Proceedings

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