# SEC Exchange Act of 1934 order 34-95168, IA-6060
> Respondent: **UBS Financial Services Inc.** · 2022-06-29 · File —
## Proceeding
- **Release Number:** 34-95168, IA-6060
- **Act:** Exchange Act of 1934
- **File Number:** —
- **Publish Date:** 2022-06-29
## Respondents
- UBS Financial Services Inc.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2022/34-95168.pdf](https://www.sec.gov/files/litigation/admin/2022/34-95168.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*