# SEC Exchange Act of 1934 order 34-96999
> Respondent: **Brian C. Doherty** · 2023-03-01 · File 3-21315
## Proceeding
- **Release Number:** 34-96999
- **Act:** Exchange Act of 1934
- **File Number:** 3-21315
- **Publish Date:** 2023-03-01
## Respondents
- Brian C. Doherty
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2023/34-96999.pdf](https://www.sec.gov/files/litigation/admin/2023/34-96999.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*