← SEC administrative proceedings

BNY Mellon Securities LLC and Mark Shaw

Exchange Act of 1934 · 34-97172 · 2023-03-20 · File 3-14191, 3-14192

Proceeding

Release Number

34-97172

Statutory Act

Exchange Act of 1934

File Number

3-14191, 3-14192

Publish Date

2023-03-20

Respondents

• BNY Mellon Securities LLC and Mark Shaw

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

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