# SEC Exchange Act of 1934 order 34-97697
> Respondent: **Caputo, Vincent J.** · 2023-06-12 · File 3-21488
## Proceeding
- **Release Number:** 34-97697
- **Act:** Exchange Act of 1934
- **File Number:** 3-21488
- **Publish Date:** 2023-06-12
## Respondents
- Caputo, Vincent J.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2023/34-97697.pdf](https://www.sec.gov/files/litigation/admin/2023/34-97697.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*