# SEC Exchange Act of 1934 order 34-98076
> Respondent: **Wells Fargo Securities, LLC, Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC,** · — · File 3-21552
## Proceeding
- **Release Number:** 34-98076
- **Act:** Exchange Act of 1934
- **File Number:** 3-21552
- **Publish Date:** —
## Respondents
- Wells Fargo Securities, LLC, Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC,
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2023/34-98076.pdf](https://www.sec.gov/files/litigation/admin/2023/34-98076.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*