# SEC Investment Advisers Act of 1940 order IA-1534
> Respondent: **Keypoint Financial Corporation and Michael R. Warren** · — · File 3-8881
## Proceeding
- **Release Number:** IA-1534
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-8881
- **Publish Date:** —
## Respondents
- Keypoint Financial Corporation and Michael R. Warren
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*